Transition
The Chelsea Team will provide you with detailed assistance in making a smooth transition. Our transition team will walk you through every step of the process and provide you with the most positive experience possible. The team will also be there for you after the transition is complete to make sure you are comfortable with our policies, procedures, staff and resources. Team members will assist in specific areas during the process.
These areas include:
- Licensing
- New Accounts
- Asset Management
- Cashiering
- Marketing
- Compliance
- Transfer of Assets
- Commissions
- Recruiting & Transition
- Trading
- Retirement
- Service Center
- Review & Assistance
Our transition process includes:
- A unique transition plan and specific timeline to help you in the process.
- Extensive training to help ensure you have a full understanding of forms and procedures.
- Clear instruction for completing client paperwork.
- Assistance in completing and updating any licensing & registration materials you may need, including advisor and insurance needs.
- The transfer of client accounts will be monitored from start to finish. This includes assisting in the completion of ACAT documents, our receipt of your transfer of paperwork, arrival of individual assets and transfer completions.
- Development of Client Notification Letters and the appropriate transfer paperwork.
We will supply support and training on every aspect of your business, from the day you decide to join us until you feel comfortable with the transition. We want you to be confident in doing business with us.